SEBI Disclaimer & Regulatory Compliance

Last Updated: January 2025

Important Regulatory Notice

Please read all regulatory disclosures and disclaimers carefully before investing. Investments are subject to market risks and regulatory compliance requirements.

1. SEBI Registration & Disclosure

Avani Parekh is registered with the Association of Mutual Funds in India (AMFI) as a Mutual Fund Distributor. AMFI Registration Number: [ADD ACTUAL ARN NUMBER]

Anil Parekh & Co. provides investment advisory and chartered accountancy services. We comply with Institute of Chartered Accountants of India (ICAI) guidelines and regulations.

Note: Please verify our registration status at www.amfiindia.com before investing.

2. Regulatory Compliance

Our services are subject to and comply with:

  • •Securities and Exchange Board of India (SEBI) regulations
  • •Association of Mutual Funds in India (AMFI) guidelines
  • •Institute of Chartered Accountants of India (ICAI) code of ethics
  • •Foreign Exchange Management Act (FEMA) regulations
  • •Income Tax Act, 1961
  • •Prevention of Money Laundering Act (PMLA), 2002

3. Risk Disclosure Statement

Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

  • • Past performance is not indicative of future returns
  • • Mutual fund investments are subject to market risks
  • • The NAV of mutual funds may go up or down depending upon market forces
  • • All investors should carefully read the Scheme Information Document and Statement of Additional Information
  • • Returns are not guaranteed and may be positive or negative
  • • Different investment products carry different levels of risk
  • • Currency fluctuations may impact returns for NRI investors

4. Investor Responsibilities

Investors are advised to:

  • ✓Understand the products and services before investing
  • ✓Conduct independent research or seek professional advice
  • ✓Read all scheme documents (SID, SAI, KIM) carefully
  • ✓Understand the risk-return profile of investments
  • ✓Monitor portfolio performance regularly
  • ✓Keep KYC documents updated
  • ✓Report any suspicious activities
  • ✓Verify AMFI/SEBI registration before transacting

5. Important Disclaimers

• We do not guarantee returns or promise any fixed returns on investments

• Investment decisions should be made after careful consideration of financial goals, risk appetite, and time horizon

• Information provided on this website is for educational purposes only and should not be construed as personalized investment advice

• We are not liable for any investment losses incurred by investors

• Recommendations are based on information believed to be reliable, but we do not warrant its completeness or accuracy

• NRI investors must ensure compliance with applicable tax laws in their country of residence

• Currency fluctuations may impact returns for NRI investors

6. Conflict of Interest Disclosure

As a mutual fund distributor, we may receive commissions from mutual fund companies for distribution services. This does not affect the NAV of the mutual fund or the returns to investors. We commit to act in the best interests of our clients and disclose all material conflicts of interest.

7. Complaint Redressal

For any complaints or grievances:

Email: support@nriwealthpartners.com

Phone: +91 9974742626

Response Time: Within 7 working days

If not satisfied, investors may escalate to:

  • • AMFI: complaints@amfiindia.com
  • • SEBI SCORES Portal: scores.gov.in
  • • SEBI Website: www.sebi.gov.in

8. Data Privacy & Confidentiality

We maintain strict confidentiality of client information and comply with data protection regulations. Client data is used only for providing services and is not shared with third parties without explicit consent, except as required by law or regulatory authorities.

9. Anti-Money Laundering (AML) Compliance

We comply with Prevention of Money Laundering Act (PMLA) and maintain strict KYC (Know Your Customer) procedures. We reserve the right to refuse services if adequate KYC documentation is not provided or if we suspect any suspicious activities.

10. Website Disclaimer

The information on this website is updated periodically and while we strive for accuracy, we do not guarantee that all information is current, complete, or error-free. Users should verify information independently before making investment decisions. The calculators provide estimates only and actual results may vary.

Mutual fund investments are subject to market risks, read all scheme related documents carefully.

For detailed information, please read our Terms of Service and Privacy Policy